Emily Maxwell, financial advisor Natchez MS

Emily Maxwell

CRD Number: 4289224
Current Firm: B. Riley Wealth Advisors, Inc.

Emily Maxwell (CRD# 4289224) is an Investment Advisor Representative working at B. Riley Wealth Advisors, Inc. in Natchez, MS and has over 23 years of experience in the finance industry. Emily Maxwell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
B. Riley Wealth Management Natchez, MS Jul 2022 - Current 1
B. Riley Wealth Advisors, Inc. Natchez, MS Jun 2015 - Current 8
National Securities Corp Natchez, MS Jun 2015 - Jul 2022 7
Jhs Capital Advisors, Inc. Boca Raton, FL Mar 2010 - Jun 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2000
S65 NASAA Investment Advisors Law Examination Dec 2004
Contact Info for Emily P. Maxwell
Phone Number: 901-251-1330
Registered State(s):
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    6,885
    MILLIONS
  • Total Number of Accounts
    20,323
    ACCOUNTS
  • Average Account Value
    $338,770
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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