Katy Chase, financial advisor New Market MD
89 score

Katy Chase

CRD Number: 6152219
Current Firm: Lighthouse Wealth Management

Katy Chase (CRD# 6152219) is an Investment Advisor Representative working at Lighthouse Wealth Management in New Market, MD and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Securities San Diego, CA Jun 2014 - Current 2
Mid Atlantic Capital Corporation New Market, MD May 2013 - Current 3
Lighthouse Wealth Management New Market, MD Jan 2013 - Current 3
Simmons College Boston, MA Sep 2011 - Dec 2012 1
Randstad Malvern, PA May 2012 - Aug 2012 < 1
Boston Cares (americorps) Boston, MA Aug 2010 - Aug 2011 1
The Nittany Lion Inn State College, PA May 2009 - Aug 2010 1
Pennsylvania State University State College, PA Aug 2009 - May 2010 < 1
Purity Ice Cream Ithaca, NY May 2005 - Sep 2009 4
State College Spikes State College, PA Jun 2009 - Aug 2009 < 1
Communique Design & Marketing Ithaca, NY May 2009 - Aug 2009 < 1
Franziska Racker Center Ithaca, NY Aug 2008 - Sep 2008 < 1
Pennsylvania State University State College, PA Aug 2007 - Dec 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Katy L. Chase
Phone Number: 301-865-9740
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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