Katy Chase, financial advisor New Market MD
93 score

Katy Chase

CRD Number: 6152219
Current Firm: Lighthouse Wealth Management

Katy Chase (CRD# 6152219) is an Investment Advisor Representative working at Lighthouse Wealth Management in New Market, MD and has over 4 years of experience in the finance industry. Katy Chase has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Marguerita Cheng, CFP®, financial advisor New Market MD
Marguerita M. Cheng, CFP®
CRD# 3149803
Blue Ocean Global Wealth
Similar Advisors
Nicholas Ibello, financial advisor New Market MD
Nicholas A. Ibello
CRD# 5820593
Commonwealth Financial Network
Similar Advisors
Brian Kuhn, financial advisor New Market MD
Brian Kuhn
CRD# 4474832
Planning Solutions Group, LLC
Professional Designations
Company Name Location Dates Years
Lighthouse Financial Advisors D/b/a Lighthouse Wealth Management New Market, MD Jul 2015 - Current 2
First Allied Securities, Inc. San Diego, CA Jun 2014 - Current 4
Lighthouse Financial Advisors D/b/a Lighthouse Wealth Management New Market, MD Jan 2013 - Jul 2015 2
Mid Atlantic Capital Corporation New Market, MD May 2013 - Jun 2014 1
Simmons College Boston, MA Sep 2011 - Dec 2012 1
Randstad Malvern, PA May 2012 - Aug 2012 < 1
Boston Cares (americorps) Boston, MA Aug 2010 - Aug 2011 1
The Nittany Lion Inn State College, PA May 2009 - Aug 2010 1
Pennsylvania State University State College, PA Aug 2009 - May 2010 < 1
Purity Ice Cream Ithaca, NY May 2005 - Sep 2009 4
State College Spikes State College, PA Jun 2009 - Aug 2009 < 1
Communique Design & Marketing Ithaca, NY May 2009 - Aug 2009 < 1
Franziska Racker Center Ithaca, NY Aug 2008 - Sep 2008 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Katy L. Chase
Phone Number: 301-865-9740
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from Katy Chase and other advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.