Michael Wali, financial advisor New Market MD
96 score

Michael Wali

CRD Number: 1299928
Current Firm: Lighthouse Wealth Management

Michael Wali (CRD# 1299928) is an Investment Advisor Representative working at Lighthouse Wealth Management in New Market, MD and has over 31 years of experience in the finance industry. Michael Wali has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
First Allied Securities, Inc. San Diego, CA Jun 2014 - Current 2
Mid Atlantic Capital Corporation New Market, MD Oct 2012 - Current 4
Lighthouse Wealth Management New Market, MD Jan 2009 - Current 7
Sii Investments, Inc. New Market, MD Jan 2009 - Oct 2012 3
Ing Financial Partners, Inc. Des Moines, IA Jan 2004 - Jan 2009 5
Metropolitian Life Ins Co Linthicum, MD Feb 2001 - Jan 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1985
S65 NASAA Investment Advisors Law Examination Dec 1991
Contact Info for Michael C. Wali
Phone Number: 301-865-9740
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    213
    MILLIONS
  • Total Number of Accounts
    1,661
    ACCOUNTS
  • Average Account Value
    $128,415
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

DE, FL, LA, MD, MI, NC, NY, PA, SC, TX, VA, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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