Beau Simon (CRD# 6620631) is an Investment Advisor Representative working at Compound Planning in New York, NY and has over 7 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 5729536
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6255377
Abbondandolo Wealth Management Corp
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Compound Planning | New York, NY | Jan 2024 - Current | < 1 |
| Empower Advisory Group, LLC | Greenwood Village, CO | Apr 2023 - Jan 2024 | < 1 |
| Personal Capital Advisors | Denver, CO | Jan 2018 - Apr 2023 | 5 |
| Unemployed | Los Angeles, CA | Sep 2017 - Jan 2018 | < 1 |
| Lpl Financial, LLC | Santa Monica, CA | Jan 2017 - Sep 2017 | < 1 |
| Gerber Kawasaki Wealth & Investment Management | Santa Monica, CA | Jan 2017 - Sep 2017 | < 1 |
| Unemployed | Los Angeles, CA | Nov 2016 - Jan 2017 | < 1 |
| Northwestern Mutual Investment Services LLC | Newport Beach, CA | Sep 2016 - Nov 2016 | < 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Apr 2016 - Nov 2016 | < 1 |
| Unemployed | Turlock, CA | Apr 2015 - Apr 2016 | 1 |
| Villa Maria Estate | Auckland, | Feb 2015 - Apr 2015 | < 1 |
| Student | San Luis Obispo, CA | Jan 2005 - Mar 2015 | 10 |
| Unemployed | Turlock, CA | Dec 2014 - Feb 2015 | < 1 |
| Phantom Rivers Wine | Arroyo Grande, CA | Jul 2014 - Dec 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2016 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2017 |
- MI
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Total Assets Under Management1,396MILLIONS
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Total Number of Accounts7,391ACCOUNTS
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Average Account Value$188,872
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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