Carlos Gomez, financial advisor New York NY
93 score

Carlos Gomez

CRD Number: 5620333
Current Firm: J.p. Morgan Securities LLC

Carlos Gomez (CRD# 5620333) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in New York, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC New York, NY Oct 2012 - Current 4
Jp Morgan Chase Bank Na New York, NY Nov 2008 - Current 8
Chase Investment Services Corp New York, NY Nov 2008 - Oct 2012 3
Sears Roebuck And Co Hicksville, NY Oct 2008 - Nov 2008 < 1
Friedman, Schnaier, And Associates Garden City, NY Jun 2008 - Aug 2008 < 1
Bogies Bar Albany, NY Sep 2005 - May 2008 2
University At Albany Albany, NY Aug 2004 - May 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S65 NASAA Investment Advisors Law Examination Apr 2011
Contact Info for Carlos I. Gomez
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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