Carol Depena (CRD# 7167864) is an Investment Advisor Representative working at First Manhattan Company LLC in New York, NY and has over 2 years of experience in the finance industry.
CRD# 6381165
A.g.p / Alliance Global Partners
CRD# 2963357
Hsbc Securities (usa) Inc.
CRD# 4896689
J.p. Morgan Securities LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Manhattan Company | New York, NY | Apr 2019 - Current | 5 |
| Capital One Bank | Port Washington, NY | Jan 2015 - Apr 2019 | 4 |
| City College Of Ny | New York, NY | Aug 2011 - Sep 2016 | 5 |
| Payless | Port Washington, NY | Jan 2014 - Dec 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2021 |
- NY
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Total Assets Under Management31,827MILLIONS
-
Total Number of Accounts5,661ACCOUNTS
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Average Account Value$5,622,074
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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