Caroline Kelley (CRD# 6205473) is an Investment Advisor Representative working at First Manhattan Company LLC in New York, NY and has over 8 years of experience in the finance industry. Caroline Kelley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2915697
Abbondandolo Wealth Management Corp
CRD# 4132890
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 718407
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Manhattan Company | New York, NY | Jul 2020 - Current | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Aug 2016 - Jun 2020 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reston, VA | Aug 2014 - Jun 2016 | 1 |
| Nvr Mortgage | Fairfax, VA | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2015 |
- NY
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Total Assets Under Management31,827MILLIONS
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Total Number of Accounts5,661ACCOUNTS
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Average Account Value$5,622,074
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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