Caroline SantiagoCRD Number: 6122793
Current Firm: Citigroup Global Markets Inc.
Caroline Santiago (CRD# 6122793) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in New York, NY and has over 5 years of experience in the finance industry.
Legacy Care Wealth, LLC
Altium Wealth Management LLC
Cfs Investment Advisory Services LLC
|Citigroup||New York, NY||Aug 2017 - Current||< 1|
|Charles Schwab & Company, Inc.||New York City, NY||Feb 2014 - Aug 2017||3|
|Charles Schwab Bank||New York City, NY||Feb 2014 - Aug 2017||3|
|Jpmorgan Securities LLC||New York, NY||Oct 2012 - Feb 2014||1|
|Jpmorgan Chase Bank||New York, NY||Jul 2010 - Feb 2014||3|
|Macys Department Store||Albany, NY||Nov 2009 - May 2010||< 1|
|University At Albany||Albany, NY||Aug 2006 - May 2010||3|
|Aldo||Albany, NY||May 2008 - Oct 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2012|
|S65||NASAA Investment Advisors Law Examination||Dec 2014|
Total Assets Under Management20,231MILLIONS
Total Number of Accounts41,470ACCOUNTS
Average Account Value$487,847
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.