Deborah Frazier (CRD# 1240512) is an Investment Advisor Representative working at Hightower Advisors, LLC in New York, NY and has over 40 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Hightower Securities LLC | Chicago, IL | May 2019 - Current | 5 |
Hightower Advisors LLC | Chicago, IL | May 2019 - Current | 5 |
National Junior Tennis@ Learning Of Trenton | Trenton, NJ | Apr 2017 - Mar 2019 | 1 |
Morgan Stanley Private Bank, N.a. | New York, NY | Feb 2016 - Mar 2017 | 1 |
Morgan Stanley Smith Barney LLC | Lawrenceville, NJ | Jan 2016 - Mar 2017 | 1 |
Rbc Capital Markets, LLC | Princeton, NJ | Feb 2012 - Jan 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Apr 1984 |
S65 | NASAA Investment Advisors Law Examination | Apr 2012 |
S66 | NASAA Uniform Combined State Law Examination | Sep 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- NJ
- NY
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Total Assets Under Management130,239MILLIONS
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Total Number of Accounts178,256ACCOUNTS
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Average Account Value$730,631
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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