James Webb (CRD# 872943) is an Investment Advisor Representative working at Stirlingshire Investments in Conroe, TX and has over 31 years of experience in the finance industry. James Webb has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5776541
Equitable Advisors, LLC
CRD# 4079212
Lpl Financial LLC
CRD# 1492644
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Stirlingshire Investments | Nyc, NY | Dec 2023 - Current | < 1 |
Red Door Realty & Associates | Conroe, TX | May 2021 - Current | 2 |
James Patton Webb | Harrisburg, PA | Aug 2020 - Current | 3 |
Gerson Lehrman Group | Austin, TX | Jan 2020 - Current | 4 |
United Planners' Financial Services Of America A Limited Partner | Scottsdale, AZ | May 2018 - Dec 2023 | 5 |
Mustard Seed Realtors | The Woodlands, TX | Jan 2021 - May 2021 | < 1 |
Dialog-direct | Denison, TX | Aug 2020 - Dec 2020 | < 1 |
Symmetry Financial Group | North Liberty, IA | Jun 2020 - Dec 2020 | < 1 |
James P. Webb | Conroe, TX | Aug 2012 - Aug 2019 | 7 |
Rhame & Gorrell Wealth Management, LLC | The Woodlands, TX | Nov 2017 - Apr 2018 | < 1 |
Ims Financial Advisors, Inc. | Houston, TX | Feb 2013 - Nov 2017 | 4 |
Ims Securities, Inc. | Houston, TX | Feb 2013 - Nov 2017 | 4 |
Dba J. P. Webb Advisory | The Woodlands, TX | Sep 2010 - Nov 2017 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2008 |
S65 | NASAA Investment Advisors Law Examination | Jul 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
- TX
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Total Assets Under Management37MILLIONS
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Total Number of Accounts97ACCOUNTS
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Average Account Value$381,009
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, FL, GA, IL, MA, NC, NY, OH, PA, TX
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