John Borum, financial advisor New York NY
93 score

John Borum

CRD Number: 6261290
Current Firm: Wells Fargo Clearing Services, LLC

John Borum (CRD# 6261290) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in New York, NY and has over 4 years of experience in the finance industry. John Borum has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wells Fargo Clearing Services, LLC New York, NY Nov 2016 - Current 1
Wells Fargo Advisors LLC New York, NY Aug 2015 - Nov 2016 1
Suntrust Investment Services, Inc. Chesapeake, VA Mar 2014 - Jun 2015 1
Securian Financial Services Inc. St. Paul, MN Oct 2013 - Mar 2014 < 1
Minnesota Life St. Paul, MN Oct 2013 - Mar 2014 < 1
Virginia Asset Management Midlothian, VA Oct 2013 - Mar 2014 < 1
Sunsations Inc. Virginia Beach, VA May 2009 - Oct 2013 4
Old Dominion University Norfolk, VA Sep 2008 - May 2013 4
Us Port Authority Norfolk, VA May 2012 - Jun 2012 < 1
Brown Building Corp. Virginia Beach, VA Mar 2008 - Aug 2008 < 1
Frank W Cox High School Virginia Beach, VA Aug 2003 - Jun 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2013
Contact Info for John R. Borum
Phone Number: 314-875-3000
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    409,716
    MILLIONS
  • Total Number of Accounts
    1,359,521
    ACCOUNTS
  • Average Account Value
    $301,368
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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