Joseph Baumgartner (CRD# 5643440) is an Investment Advisor Representative working at Eagle Strategies LLC in New York, NY and has over 14 years of experience in the finance industry.
CRD# 5414137
Equitable Advisors, LLC
CRD# 1852802
Investment Partners Asset Management
CRD# 3160155
Investment Partners Asset Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| New York Life Insurance Company | Parsippany, NJ | Jan 2012 - Current | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2009 |
- NJ
- NC
-
Total Assets Under Management20,358MILLIONS
-
Total Number of Accounts95,287ACCOUNTS
-
Average Account Value$213,647
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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