Matthew Ricks (CRD# 5902163) is an Investment Advisor Representative working at Haystack Financial Planning in Syosset, NY and has over 9 years of experience in the finance industry. Matthew Ricks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Haystack Financial Planning | New York, NY | Nov 2020 - Current | 3 |
| Ameriprise Financial Services, Inc. | New York, NY | Oct 2018 - Nov 2020 | 2 |
| Wells Fargo Clearing Services, LLC | New York, NY | Nov 2016 - Oct 2018 | 1 |
| Wells Fargo Advisors, LLC | New York, NY | Mar 2014 - Nov 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2014 |
- NY
-
Total Assets Under Management10MILLIONS
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Total Number of Accounts28ACCOUNTS
-
Average Account Value$363,992
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
NY
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