Michelle SmithCRD Number: 1588779
Current Firm: Source Financial Advisors, LLC
Michelle Smith (CRD# 1588779) is an Investment Advisor Representative working at Source Financial Advisors, LLC in New York, NY and has over 34 years of experience in the finance industry.
Financial Life Focus, LLC
|Source Financial Advisors||New York, NY||Sep 2012 - Current||10|
|Purshe Kaplan Sterling Investments||Albany, NY||Sep 2012 - May 2017||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1988|
|S65||NASAA Investment Advisors Law Examination||Mar 2022|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management451MILLIONS
Total Number of Accounts436ACCOUNTS
Average Account Value$1,033,617
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
CT, NY, OH, TX
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