Nicholas Guaglardi, financial advisor New York NY

Nicholas Guaglardi

CRD Number: 6684770
Current Firm: Alliancebernstein LP

Nicholas Guaglardi (CRD# 6684770) is an Investment Advisor Representative working at Alliancebernstein LP in New York, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ab Bernstein New York, NY Jun 2016 - Current 4
Learning Assistance Center, Wake Forest University Winston-salem, NC Jan 2015 - May 2016 1
Wake Forest University Winston-salem, NC Aug 2012 - May 2016 3
Hallmark Capital Management Inc. Wayne, NJ Jul 2015 - Aug 2015 < 1
Alliancebernstein LP New York, NY Jun 2015 - Jul 2015 < 1
Arturi, D'argenio, Guaglardi & Meliti, LLP Rochelle Park, NJ Jun 2011 - Aug 2014 3
Ramapo High School Franklin Lakes, NJ Sep 2008 - Jun 2012 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2016
S65 NASAA Investment Advisors Law Examination Feb 2020
Contact Info for Nicholas R. Guaglardi
Phone Number: 212-969-1000
Registered State(s):
  • FL
  • NJ
By the Numbers
  • Total Assets Under Management
    585,963
    MILLIONS
  • Total Number of Accounts
    43,919
    ACCOUNTS
  • Average Account Value
    $13,341,899
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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