Stephen Finegan (CRD# 6511303) is an Investment Advisor Representative working at Piper Sandler & Company in New York, NY and has over 7 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Piper Jaffray & Company | New York, NY | Jan 2020 - Current | 4 |
| Sandler O'neill & Partners, LP | New York, NY | Apr 2019 - Jan 2020 | < 1 |
| Hamlin Capital Management | New York, NY | Sep 2018 - Apr 2019 | < 1 |
| Bank Of America, N.a. | New York, NY | Sep 2017 - Sep 2018 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Mar 2017 - Sep 2018 | 1 |
| Unemployed | N/a, NY | Sep 2016 - Mar 2017 | < 1 |
| Foresters Financial Services | Westbury, NY | Jun 2016 - Aug 2016 | < 1 |
| University Of Massachusetts Amherst | Amherst, MA | Sep 2012 - May 2016 | 3 |
| Kings Park School District | Kings Park, NY | Sep 1997 - May 2016 | 18 |
| Hamlin Capital Management | New York, NY | Jul 2014 - Aug 2014 | < 1 |
| Hamlin Capital Management | New York, NY | Jun 2014 - Aug 2014 | < 1 |
| Pool Doctor Associate | Northport, NY | May 2014 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2016 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2017 |
- MN
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Total Assets Under Management1,581MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$1,580,517,015
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
CT, IL, KS, MN, NC, NY, TN, WI
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