Steven Pointer (CRD# 5654774) is an Investment Advisor Representative working at Cantor Fitzgerald Investment Advisors in New York, NY and has over 9 years of experience in the finance industry.
CRD# 1420183
Financial Life Focus, LLC
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Cantor Fitzgerald & Company | Chandler, AZ | Mar 2020 - Current | 4 |
Cantor Fitzgerald Investment Advisors | Chandler, AZ | Mar 2020 - Current | 4 |
Cantor Fitzgerald & Company | Scottsdale, AZ | Nov 2018 - Mar 2020 | 1 |
Cantor Fitzgerald Investment Advisors | Scottsdale, AZ | Nov 2018 - Mar 2020 | 1 |
Cantor Fitzgerald Investment Advisors | Irvine, CA | Aug 2018 - Nov 2018 | < 1 |
Cantor Fitzgerald & Company | Irvine, CA | Jan 2017 - Nov 2018 | 1 |
Lpl Financial, LLC | San Diego, CA | Jan 2013 - Dec 2016 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 2014 |
S65 | NASAA Investment Advisors Law Examination | Oct 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management1,644MILLIONS
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Total Number of Accounts1,364ACCOUNTS
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Average Account Value$1,204,923
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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