Nicholas ValiCRD Number: 6139848
Current Firm: Securian Financial Services, Inc.
Nicholas Vali (CRD# 6139848) is an Investment Advisor Representative working at Securian Financial Services, Inc. in Newark, DE and has over 5 years of experience in the finance industry.
Dedicated Investment Advisers LLC
Affinity Wealth Management, Inc.
Msi Financial Services, Inc.
|Diamond State Financial Group||Newark, DE||Nov 2012 - Current||5|
|Securian Financial Services Inc.||St. Paul, MN||Nov 2012 - Current||5|
|Minnesota Life||St. Paul, MN||Nov 2012 - Current||5|
|Bath Saver, Inc.||Newark, DE||Sep 2011 - Dec 2012||1|
|Securian Financial Services Inc.||St. Paul, MN||Nov 2012 - Nov 2012||< 1|
|Greenhome Remodeling||Newark, DE||Sep 2008 - Oct 2011||3|
|Pinnacle Energy, Inc.||Newark, DE||Jun 2000 - Sep 2008||8|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management7,655MILLIONS
Total Number of Accounts33,011ACCOUNTS
Average Account Value$231,901
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV