Amy Williams, financial advisor Newburgh IN

Amy Williams

CRD Number: 1585628
Current Firm: Fifth Third Securities, Inc.

Amy Williams (CRD# 1585628) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Newburgh, IN and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities Evansville, IN Aug 2001 - Current 22
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1996
S66 NASAA Uniform Combined State Law Examination Apr 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Amy L. Williams
Phone Number: 888-889-1025
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    7,983
    MILLIONS
  • Total Number of Accounts
    40,143
    ACCOUNTS
  • Average Account Value
    $198,861
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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