David Speranza, financial advisor Newburgh NY

David Speranza

CRD Number: 4269430
Current Firm: Spire Wealth Management, LLC

David Speranza (CRD# 4269430) is an Investment Advisor Representative working at Spire Wealth Management, LLC in Newburgh, NY and has over 19 years of experience in the finance industry.

Similar Advisors
Laura Abels, financial advisor Newburgh NY
Laura G. Abels
CRD# 5490658
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Luke Adams, financial advisor Newburgh NY
Luke Adams
CRD# 7025158
Oppenheimer & Company Inc.
Similar Advisors
Kwame Adusei, financial advisor Newburgh NY
Kwame Adusei
CRD# 6166926
J.p. Morgan Securities LLC
Company Name Location Dates Years
Compass Asset Management Newburg, NY Feb 2019 - Current 1
Lincoln Financial Advisors Corporation Poughkeepsie, NY Mar 2013 - Feb 2019 5
Passante Associates LLC Highland, NY Jan 2007 - Mar 2013 6
Securities America, Inc. Highland, NY Nov 2005 - Mar 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2001
S65 NASAA Investment Advisors Law Examination Jan 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for David A. Speranza
Phone Number: 703-657-6060
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    3,496
    MILLIONS
  • Total Number of Accounts
    11,360
    ACCOUNTS
  • Average Account Value
    $307,711
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from David Speranza and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.