Brian Smith (CRD# 5166566) is an Investment Advisor Representative working at Axis Point Capital in Newport Beach, CA and has over 17 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Axis Point Capital | Los Angeles, CA | Sep 2020 - Current | 3 |
| Commonwealth Asset Management | Los Angeles, CA | Oct 2019 - Aug 2020 | < 1 |
| Arts & Sciences Investment Mnagement | Los Angeles, CA | Jun 2018 - Sep 2019 | 1 |
| Axis Point Capital | Los Angeles, CA | Sep 2017 - May 2018 | < 1 |
| The Tcw Group | Los Angeles, CA | Sep 2011 - Aug 2017 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2006 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2020 |
- CA
-
Total Assets Under Management10MILLIONS
-
Total Number of Accounts8ACCOUNTS
-
Average Account Value$1,250,000
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
CA
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