John Carter, financial advisor Newport Beach CA

John Carter

CRD Number: 2421945
Current Firm: Royal Financial

John Carter (CRD# 2421945) is an Investment Advisor Representative working at Royal Financial in Newport Beach, CA and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
United Planners' Financial Services Scottsdale, AZ Jul 2009 - Current 13
Gre Development, Inc. Tustin, CA Jul 2009 - Current 13
Gre Development, Inc. Tustin, CA Jul 2009 - Current 13
Royal Financial Newport Beach, CA Mar 2006 - Current 16
Carter Financial New Port Beach, CA Jan 1993 - Current 29
John Carter (insurance) Newport Beach, CA Jan 1993 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1993
S65 NASAA Investment Advisors Law Examination Mar 2006
Contact Info for John R. Carter
Phone Number: 949-660-8869
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    57
    MILLIONS
  • Total Number of Accounts
    185
    ACCOUNTS
  • Average Account Value
    $306,190
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

CA, TX

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