Steven Hoak (CRD# 1315866) is an Investment Advisor Representative working at Aris Capital Strategies, LLC in Raleigh, NC and has over 36 years of experience in the finance industry.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 5888654
Cambridge Investment Research Advisors, Inc.
CRD# 2728867
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Aris Capital Strategies, LLC | Raliegh, NC | Nov 2023 - Current | < 1 |
| Agent Value Proposition, LLC | Raliegh, NC | Mar 2018 - Current | 6 |
| Lifetime Financial Inc. | Newport Beach, CA | Aug 2017 - Nov 2023 | 6 |
| Srhincome | Manchester, NH | Feb 2016 - Jul 2017 | 1 |
| Brokers Service Marketing Group | Providence, RI | Sep 2015 - Sep 2016 | 1 |
| Tlg Advisors, Inc. | Littleton, CO | Oct 2015 - Feb 2016 | < 1 |
| Elite Producers Group, Inc. | Manchester, NH | Jan 1998 - Feb 2016 | 18 |
| Retirement Wealth Advisors, Inc. | Manchester, NH | Oct 2014 - Oct 2015 | 1 |
| The Income Factor | Manchester, NH | Sep 2014 - Jun 2015 | < 1 |
| Horter Investment Management, LLC | Cincinnati, OH | Apr 2013 - Oct 2014 | 1 |
| Strategic Retirement Income, LLC | Hampton, NH | Aug 2012 - Oct 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1987 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
NC
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