Thomas Naughton (CRD# 7446641) is an Investment Advisor Representative working at Cognitive Investments LLC in Newport Beach, CA and has over 8 years of experience in the finance industry.
CRD# 4445351
Morgan Stanley
CRD# 7008774
Raymond James & Associates, Inc.
CRD# 2965820
Fortem Financial Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cognitive Investments LLC | Cambridge, MA | Apr 2021 - Current | 3 |
| Unemployed | Boston, MA | Sep 2020 - Jan 2021 | < 1 |
| Clough Capital Partners | Boston, MA | Jan 2019 - Jun 2020 | 1 |
| Management Solutions | Boston, MA | Jul 2018 - Dec 2018 | < 1 |
| Unemployed | Boston, MA | Sep 2017 - Apr 2018 | < 1 |
| Manulife | Boston, MA | Jan 2017 - Jun 2017 | < 1 |
| Unemployed | Boston, MA | Sep 2016 - Oct 2016 | < 1 |
| John Hancock | Boston, MA | Dec 2014 - Jun 2016 | 1 |
| Unemployed | Boston, MA | Sep 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2016 |
- CA
-
Total Assets Under Management8MILLIONS
-
Total Number of Accounts25ACCOUNTS
-
Average Account Value$311,782
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, LA, MA, TX
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