Zachary Smith (CRD# 6126796) is an Investment Advisor Representative working at Sageview Advisory Group, LLC in Newport Beach, CA and has over 11 years of experience in the finance industry. Zachary Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Advisor Networks | El Segundo, CA | Nov 2018 - Current | 5 |
| Sageview Advisory Group, LLC | Irvine, CA | Oct 2018 - Current | 5 |
| Sageview Advisory Group, LLC | Irvine, CA | Oct 2018 - Current | 5 |
| Study Tech | Costa Mesa, CA | Dec 2017 - Current | 6 |
| Jp Morgan Securities LLC | Huntington Beach, CA | Oct 2015 - Sep 2018 | 2 |
| Jp Morgan Chase Bank | Huntington Beach, CA | Oct 2015 - Sep 2018 | 2 |
| Concierge Wealth Management Group | Irvine, CA | Jul 2014 - Sep 2015 | 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Nov 2012 - Sep 2015 | 2 |
| Sageview Advisory Group | Irvine, CA | Jun 2012 - Jun 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2013 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2013 |
- CA
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Total Assets Under Management202,573MILLIONS
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Total Number of Accounts34,543ACCOUNTS
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Average Account Value$5,864,386
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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