Denise Carcel (CRD# 839430) is an Investment Advisor Representative working at Alpha Rising Advisors LLC in Newport Coast, CA and has over 40 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Client One Securities | Newport Coast, CA | Oct 2020 - Current | 3 |
| Alpha Rising Advisors LLC | Newport Coast, CA | Jan 2020 - Current | 4 |
| Equitable Advisors, LLC | New York, NY | Dec 2001 - Aug 2020 | 18 |
| Axa Advisors, LLC | New York, NY | Nov 2001 - Jun 2020 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1983 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1995 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management24MILLIONS
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Total Number of Accounts46ACCOUNTS
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Average Account Value$521,739
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA
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