Anthony AulffoCRD Number: 5602104
Current Firm: Msi Financial Services, Inc.
Anthony Aulffo (CRD# 5602104) is an Investment Advisor Representative working at Msi Financial Services, Inc. in Newtown Square, PA and has over 8 years of experience in the finance industry. Anthony Aulffo has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Clothier Springs Capital Management, LLC
Cypress Financial Planning
Academy Wealth Advisers, LLC
|Metlife Securities Inc.||Newtown, PA||Jan 2015 - Current||2|
|New England Securities||Newtown Square, PA||Feb 2013 - Current||4|
|Minnesota Life Insurance||St. Paul, MN||Feb 2011 - Feb 2013||2|
|Securian Financial Services||St. Paul, MN||Feb 2011 - Feb 2013||2|
|Mid-atlantic Resource Group||Mt. Laurel, NJ||Feb 2011 - Feb 2013||2|
|Degeorge Realty||Long Branch, NJ||Sep 2008 - Feb 2013||4|
|Aulffo Painting||Landisville, NJ||Jun 2010 - Dec 2010||< 1|
|Vanguard||Malvern, PA||Oct 2008 - May 2010||1|
|Sun Bank Corp.||Vineland, NJ||Jan 2008 - Oct 2008||< 1|
|Monmouth University||West Long Branch, NJ||Sep 2001 - May 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2009|
|S65||NASAA Investment Advisors Law Examination||Mar 2011|
Total Assets Under Management13,804MILLIONS
Total Number of Accounts105,831ACCOUNTS
Average Account Value$130,432
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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