Maurice Kauff, financial advisor North Andover MA

Maurice Kauff

CRD Number: 2198293
Current Firm: Northern Capital Securities Corporation

Maurice Kauff (CRD# 2198293) is an Investment Advisor Representative working at Northern Capital Securities Corporation in North Andover, MA and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Hult International Business School Cambridge, MA Jun 2023 - Current < 1
St. John's Lodge, Newburyport Newburyport, MA Jun 2022 - Current 1
Merrimack College, Girard School Of Business North Andover, MA Oct 2015 - Current 8
Northern Capital Securities Corporation Andover, MA Jan 2009 - Current 15
University Of Massachusetts Dartmouth Dartmouth, MA Jan 2021 - Jun 2022 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1997
S65 NASAA Investment Advisors Law Examination Mar 2017
Contact Info for Maurice J. Kauff
Phone Number: 978-289-1000
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

MA

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