Stephen RileyCRD Number: 5341037
Current Firm: New England Investment & Retirement Group, Inc.
Stephen Riley (CRD# 5341037) is an Investment Advisor Representative working at New England Investment & Retirement Group, Inc. in North Andover, MA and has over 9 years of experience in the finance industry.
United Planners' Financial Services Of America A Limited Partner
Walnut Hill Advisors, LLC
|Purshe Kaplan Sterling Investments||Albany, NY||Feb 2012 - Current||4|
|New England Investment & Retirement Group, Inc.||North Andover, MA||Dec 2011 - Current||5|
|Home Depot||Watertown, MA||Nov 2009 - Current||7|
|Metlife Securities Inc.||Lowell, MA||Jun 2009 - Mar 2010||< 1|
|Morgan Stanley Smith Barney||Middleton, MA||Jun 2009 - Jun 2009||< 1|
|Morgan Stanley & Company Incorporated||Middleton, MA||Aug 2008 - Jun 2009||< 1|
|Cvs Pharmacy||Woonsocket, RI||Feb 2008 - Aug 2008||< 1|
|Fidelity F.m.r||Merrimack, NH||Apr 2007 - Feb 2008||< 1|
|Topsales L.l.c||Fredrick, MD||Apr 2003 - Nov 2007||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2007|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management526MILLIONS
Total Number of Accounts1,689ACCOUNTS
Average Account Value$311,441
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, FL, MA, ME, NH, TX, VA, VT
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