Stephen Riley, financial advisor North Andover MA
93 score

Stephen Riley

CRD Number: 5341037
Current Firm: New England Investment & Retirement Group, Inc.

Stephen Riley (CRD# 5341037) is an Investment Advisor Representative working at New England Investment & Retirement Group, Inc. in North Andover, MA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Feb 2012 - Current 4
New England Investment & Retirement Group, Inc. North Andover, MA Dec 2011 - Current 5
Home Depot Watertown, MA Nov 2009 - Current 7
Metlife Securities Inc. Lowell, MA Jun 2009 - Mar 2010 < 1
Morgan Stanley Smith Barney Middleton, MA Jun 2009 - Jun 2009 < 1
Morgan Stanley & Company Incorporated Middleton, MA Aug 2008 - Jun 2009 < 1
Cvs Pharmacy Woonsocket, RI Feb 2008 - Aug 2008 < 1
Fidelity F.m.r Merrimack, NH Apr 2007 - Feb 2008 < 1
Topsales L.l.c Fredrick, MD Apr 2003 - Nov 2007 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for Stephen E. Riley
Phone Number: 978-975-2559
Firm Website: http://www.neinv.com
Registered State(s):
  • MA
By the Numbers
  • Total Assets Under Management
    526
    MILLIONS
  • Total Number of Accounts
    1,689
    ACCOUNTS
  • Average Account Value
    $311,441
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

CA, FL, MA, ME, NH, TX, VA, VT

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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