William Harwood (CRD# 4479730) is an Investment Advisor Representative working at Northern Capital Securities Corporation in North Andover, MA and has over 21 years of experience in the finance industry.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 7339646
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northern Capital Securities Corporation | North Andover, MA | Apr 2020 - Current | 4 |
| Axio Financial LLC | New York, NY | Jun 2018 - Apr 2020 | 1 |
| Managed Account Services LLC | San Antonio, TX | Jan 2017 - Mar 2018 | 1 |
| Cuso Financial Services, LP | San Diego, CA | Nov 2016 - Dec 2016 | < 1 |
| Unemployed | San Antonio, TX | Mar 2016 - Nov 2016 | < 1 |
| Advisors Asset Management, Inc. | San Antonio, TX | Jun 2001 - Mar 2016 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2002 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2008 |
- MA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for businesses (other than small businesses) or institutional clients
MA
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