Theodore Brooks (CRD# 2628214) is an Investment Advisor Representative working at Ip Financial Advisory Services LLC in North Haven, CT and has over 27 years of experience in the finance industry.
CRD# 2726777
Springboard Asset Management LLC
CRD# 2626796
Lincoln Financial Advisors Corporation
CRD# 5623606
Citizens Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Innovation Partners LLC | Charlotte, NC | Jan 2021 - Current | 3 |
| Ip Financial Services, LLC | Charlotte, NC | Jan 2021 - Current | 3 |
| Innovative Planning | New Haven, CT | Jan 1994 - Current | 30 |
| Supreme Alliance LLC | West Palm Beach, FL | Jul 2019 - Jan 2021 | 1 |
| Legend Advisory Corporation | Palm Beach Gardens, FL | Aug 2016 - Mar 2019 | 2 |
| Legend Equities Corporation | Palm Beach Gardens, FL | Jul 2016 - Mar 2019 | 2 |
| Lincoln Investment | New Haven, CT | Jan 2017 - Mar 2017 | < 1 |
| Planmember Securities Corporation | Carpinteria, CA | May 2012 - Jul 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1996 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management297MILLIONS
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Total Number of Accounts2,290ACCOUNTS
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Average Account Value$129,673
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