Mary Kate Frodema (CRD# 5796418) is an Investment Advisor Representative working at St. Germain Investment Management in Northampton, MA and has over 12 years of experience in the finance industry. Mary Kate Frodema has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4385290
Lpl Financial LLC
CRD# 6423673
Ubs Financial Services Inc.
CRD# 1748546
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| St. Germain Securities | Springfield, MA | May 2022 - Current | 2 |
| Hart & Patterson Financial Group | Amherst, MA | Mar 2021 - May 2022 | 1 |
| Mass Mutual Life Insurance Company | Holyoke, MA | Jul 2019 - Feb 2021 | 1 |
| Mml Investors Services, LLC | Holyoke, MA | Dec 2011 - Feb 2021 | 9 |
| Massmutual Life Insurance Co | Springfield, MA | Nov 2011 - Jun 2019 | 7 |
| Mml Strategic Distributors, LLC | Springfield, MA | Apr 2014 - Feb 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2019 |
- MA
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Total Assets Under Management2,699MILLIONS
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Total Number of Accounts5,541ACCOUNTS
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Average Account Value$487,103
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
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