Javier RodriguezCRD Number: 1425103
Current Firm: U.s. Bancorp Investments, Inc.
Javier Rodriguez (CRD# 1425103) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Norwalk, CA and has 1 year of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|U.s. Bancorp Investments, Inc.||Downey, CA||Oct 2009 - Current||7|
|Chase Investment Services Corp.||West Covina, CA||May 2009 - Oct 2009||< 1|
|Wm Financial Services, Inc.||Irvine, CA||May 1998 - Oct 2009||11|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management5,065MILLIONS
Total Number of Accounts24,670ACCOUNTS
Average Account Value$205,313
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV