Nicole Martocci, financial advisor Norwalk CT

Nicole Martocci

CRD Number: 3257031
Current Firm: Northwestern Mutual Investment Services,llc

Nicole Martocci (CRD# 3257031) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Norwalk, CT and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jul 2019 - Current 4
Northwestern Mutual Life Insurance Company Milwaukee, WI Jul 2019 - Current 4
Northwestern Mutual Investment Services LLC Westport, CT Apr 2013 - Current 11
Robert Seery Stamford, CT Aug 2018 - Jul 2019 < 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Jun 2013 - Jul 2019 6
J Philip Bender Westport, CT Apr 2013 - Jul 2019 6
Northwestern Mutual Investment Services LLC Westport, CT Jun 2013 - May 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2004
S66 NASAA Uniform Combined State Law Examination May 2013
Contact Info for Nicole M. Martocci
Phone Number: 866-950-4644
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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