Dominic Shea (CRD# 4781281) is an Investment Advisor Representative working at Wells Fargo Advisors in Norwich, NY and has over 19 years of experience in the finance industry.
CRD# 2997972
Securities America Advisors, Inc.
CRD# 5065620
Milestone Consultants, Inc.
CRD# 5807031
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wells Fargo Advisors Financial Network, LLC | Norwich, NY | Jan 2023 - Current | 1 |
| Wells Fargo Clearing Services, LLC | Norwich, NY | Nov 2016 - Jan 2023 | 6 |
| Wells Fargo Advisors LLC | Norwich, NY | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2004 |
- NY
- NC
- TX
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Total Assets Under Management154,192MILLIONS
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Total Number of Accounts346,499ACCOUNTS
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Average Account Value$445,000
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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