Brian Carlson, financial advisor Novato CA
96 score

Brian Carlson

CRD Number: 3062835
Current Firm: Hennessy Advisors, Inc.

Brian Carlson (CRD# 3062835) is an Investment Advisor Representative working at Hennessy Advisors, Inc. in Novato, CA and has over 20 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Quasar Distibutors, LLC Milwaukee, WI Jan 2014 - Current 4
Hennessy Funds Novato, CA Dec 2013 - Current 4
Hennessy Advisors, Inc. Novato, CA Dec 2013 - Current 4
Calton & Associates, Inc. Novato, CA Nov 2012 - Dec 2013 1
Trivium Consultants Novato, CA Jan 2011 - Dec 2013 2
Nrp Financial, Inc. Bryan, OH Sep 2006 - Dec 2010 4
Nrp Advisors, Inc. Capistrano Beach, CA Sep 2006 - Dec 2010 4
Nrp Financial, Inc. Bryan, OH Sep 2006 - Oct 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1998
S66 NASAA Uniform Combined State Law Examination Mar 2004
Contact Info for Brian C. Carlson
Phone Number: 415-899-1555
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States


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