Brian CarlsonCRD Number: 3062835
Current Firm: Hennessy Advisors, Inc.
Brian Carlson (CRD# 3062835) is an Investment Advisor Representative working at Hennessy Advisors, Inc. in Novato, CA and has over 18 years of experience in the finance industry.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
Polaris Greystone Financial Group, LLC
|Quasar Distibutors, LLC||Milwaukee, WI||Jan 2014 - Current||2|
|Hennessy Funds||Novato, CA||Dec 2013 - Current||3|
|Hennessy Advisors, Inc.||Novato, CA||Dec 2013 - Current||3|
|Calton & Associates, Inc.||Novato, CA||Nov 2012 - Dec 2013||1|
|Trivium Consultants||Novato, CA||Jan 2011 - Dec 2013||2|
|Nrp Financial, Inc.||Bryan, OH||Sep 2006 - Dec 2010||4|
|Nrp Advisors, Inc.||Capistrano Beach, CA||Sep 2006 - Dec 2010||4|
|Nrp Financial, Inc.||Bryan, OH||Sep 2006 - Oct 2008||2|
|National Retirement Partners, Inc.||Capistrano Beach, CA||Feb 2003 - Jun 2007||4|
|Financial Telesis Inc.||San Rafael, CA||Mar 2004 - Sep 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S66||NASAA Uniform Combined State Law Examination||Mar 2004|
Total Assets Under Management5,988MILLIONS
Total Number of Accounts16ACCOUNTS
Average Account Value$374,249,089
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
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