Duane Roth (CRD# 4784123) is an Investment Advisor Representative working at Rda Financial Network in O'fallon, IL and has over 19 years of experience in the finance industry.
CRD# 6306558
Toberman Becker Wealth, LLC
CRD# 5259774
Moneta Group Investment Advisors, LLC
CRD# 2390400
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Duane M. Roth / Roth Agribusiness | Trenton, IL | Nov 2017 - Current | 6 |
| United Planners Financial Services | Scottsdale, AZ | Aug 2016 - Current | 7 |
| Rda Financial Network, Inc. | North Liberty, IA | Jul 2007 - Current | 16 |
| Duane Roth - Rental Property | O'fallon, IL | May 2007 - Current | 17 |
| Duane M. Roth | O'fallon, IL | May 2007 - Current | 17 |
| Rda Financial Network, Inc. Dba The Roth Companies, Inc. | O'fallon, IL | Mar 2005 - Current | 19 |
| The Roth Companies, Inc. | O'fallon, IL | Jul 2004 - Current | 19 |
| The Roth Companies, Inc. | O'fallon, IL | Jan 2002 - Current | 22 |
| The Roth Companies, Inc. | O'fallon, IL | May 2001 - Current | 23 |
| Roth Dairy Farm | Trenton, IL | Jan 1983 - Current | 41 |
| Cambridge Investment Research Inc. | Fairfield, IA | Jul 2007 - Aug 2016 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2005 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management494MILLIONS
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Total Number of Accounts3,315ACCOUNTS
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Average Account Value$148,930
- A percentage of assets under your management
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AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV
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