Brendan Moody (CRD# 5466408) is an Investment Advisor Representative working at Watershed Private Wealth LLC in Oak Brook, IL and has over 15 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Watershed Private Wealth LLC | Chicago, IL | Sep 2021 - Current | 2 |
| Spotlight Asset Group | Oakbrook Terrace, IL | Mar 2018 - Sep 2021 | 3 |
| Fidelity Investments | Oakbrook, IL | Apr 2010 - Mar 2018 | 7 |
| Fidelity Brokerage Services | Oak Brook, IL | Apr 2010 - Mar 2018 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2008 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management263MILLIONS
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Total Number of Accounts444ACCOUNTS
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Average Account Value$593,189
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
FL, IL, IN, TX
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