Todd KempCRD Number: 3072733
Current Firm: Transamerica Financial Advisors, Inc.
Todd Kemp (CRD# 3072733) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Oakbrook Terrace, IL and has over 19 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Paramount Adjusters||Chicago, IL||Sep 2017 - Current||< 1|
|Trans Am Partners, LLC||Oakbrook Terrace, IL||Nov 2016 - Current||1|
|Heartland Institute Of Financial Education||Aurora, CO||Jun 2012 - Current||5|
|Transamerica Financial Advisors, Inc.||Oak Brook Terrace, IL||Jan 2012 - Current||6|
|The Kemp Group||Carol Stream, IL||Jun 2004 - Current||13|
|World Financial Group, Inc.||Oakbrook Terrace, IL||Jun 2001 - Current||16|
|S.t. Neswold & Associates, Inc.||Oakbrook, IL||Feb 2011 - Apr 2016||5|
|Sei Partners||Oak Brook Terrace, IL||Sep 2009 - Apr 2016||6|
|Investment Advisors International, Inc.||Oakbrook Terrace, IL||Jun 2009 - Jan 2012||2|
|World Group Securities, Inc.||Oakbrook Terrace, IL||Apr 2002 - Jan 2012||9|
|Mtm Financial Group||Elmhurst, IL||Jun 2004 - Aug 2009||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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