Thomas Tracy, financial advisor Oakdale MN

Thomas Tracy

CRD Number: 6692800
Current Firm: Fidelity Personal And Workplace Advisors

Thomas Tracy (CRD# 6692800) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Oakdale, MN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Oakdale, MN Jun 2016 - Current 5
Tcf National Bank Excelsior, MN Mar 2008 - Apr 2016 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2017
Contact Info for Thomas J. Tracy
Phone Number: 617-563-7000
Registered State(s):
  • CA
  • MN
  • TX
By the Numbers
  • Total Assets Under Management
    566,242
    MILLIONS
  • Total Number of Accounts
    1,216,586
    ACCOUNTS
  • Average Account Value
    $465,435
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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