James Faunce (CRD# 7318825) is an Investment Advisor Representative working at Sei Investments Management Corp in Oaks, PA and has 1 year of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Sei Investments | Oaks, PA | May 2021 - Current | 3 |
Mml Investors Services | Bala Cynwyd, PA | Jan 2021 - Apr 2021 | < 1 |
Mass Mutual Life Insurance Company | Bala Cynwyd, PA | May 2020 - Apr 2021 | < 1 |
St. Joseph University | Philadelphia, PA | May 2016 - May 2020 | 4 |
Qvc Retail Company | West Chester, PA | May 2019 - Aug 2019 | < 1 |
Gm Financial Planners | Paoli, PA | May 2018 - Aug 2018 | < 1 |
Malvern Preparatory School | Malvern, PA | Aug 2010 - May 2016 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Oct 2023 |
- PA
-
Total Assets Under Management194,796MILLIONS
-
Total Number of Accounts93,301ACCOUNTS
-
Average Account Value$2,087,827
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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