Phyllis Mitchell, financial advisor Ocean City MD
96 score

Phyllis Mitchell

CRD Number: 1001654
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

Phyllis Mitchell (CRD# 1001654) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Ocean City, MD and has over 33 years of experience in the finance industry. Phyllis Mitchell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
National Planning Coroporation Ocean City, MD Dec 2009 - Current 7
Tmg Holding Company, Inc. Severna Park, MD Jun 2003 - Current 13
Phyllis R. Mitchell Financial Services, Inc. Ocean City, MD May 1995 - Current 21
Phyllis R. Mitchell Ocean City, MD Aug 1984 - Current 32
Phyllis R Mitchell Ocean City, MD Sep 1981 - Current 35
Medallion Investment Services, Inc. Severna Park, MD Jan 1999 - Dec 2009 10
Medallion Advisory Services, LLC Severna Park, MD Mar 1998 - Dec 2009 11
Medallion Insurance Services, LLC Severna Park, MD Sep 1996 - Dec 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1982
S65 NASAA Investment Advisors Law Examination Apr 1998
Contact Info for Phyllis R. Mitchell
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • AL
  • DE
  • MD
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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