John ShirkCRD Number: 1249939
Current Firm: Wells Fargo Advisors Financial Network, LLC
John Shirk (CRD# 1249939) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Ocean City, NJ and has over 33 years of experience in the finance industry.
Focus Wealth Advisors LLC
Ubs Financial Services Inc.
Ameriprise Financial Services, Inc.
|Wells Fargo Advisors Financial Network LLC||Ocean City, NJ||May 2009 - Current||8|
|Wachovia Securities Financial Network, LLC||Ocean City, NJ||May 2005 - May 2009||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1984|
|S65||NASAA Investment Advisors Law Examination||Jan 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)