James Healy (CRD# 1255975) is an Investment Advisor Representative working at Eagle Strategies LLC in Milwaukee, WI and has over 40 years of experience in the finance industry.
CRD# 6857150
Landaas & Company
CRD# 6289332
Annex Wealth Management, LLC
CRD# 5625693
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nylife Securities Inc. | Milwaukee, WI | Jan 2020 - Current | 4 |
| Eagle Strategies LLC | Milwaukee, WI | Jan 2020 - Current | 4 |
| New York Life Insurance Company | Milwaukee, WI | Dec 2019 - Current | 4 |
| Thrivent Financial For Lutherans | Appleton, WI | Jun 2008 - Dec 2019 | 11 |
| Thrivent Investment Management Inc. | Oconomowoc, WI | Apr 2008 - Dec 2019 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1984 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
- WI
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Total Assets Under Management20,358MILLIONS
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Total Number of Accounts95,287ACCOUNTS
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Average Account Value$213,647
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