Arnold Schmale, financial advisor Okawville IL
93 score

Arnold Schmale

CRD Number: 1432496
Current Firm: Lpl Financial LLC

Arnold Schmale (CRD# 1432496) is an Investment Advisor Representative working at Lpl Financial LLC in Okawville, IL and has over 26 years of experience in the finance industry.

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Company Name Location Dates Years
Lpl Financial, LLC Okawville, IL Nov 2016 - Current 1
J.w. Cole Financial, Inc. Tampa, FL May 2010 - Nov 2016 6
Jonathan Roberts Advisory Group, Inc. Tampa, FL May 2010 - Nov 2016 6
Fortis Investors, Inc. Okawville, IL Nov 1998 - May 2010 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1991
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for Arnold A. Schmale
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    117,248
    MILLIONS
  • Total Number of Accounts
    551,780
    ACCOUNTS
  • Average Account Value
    $212,490
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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