Mark Carter, financial advisor Okemos MI
83 score

Mark Carter

CRD Number: 1833030
Current Firm: Eagle Strategies LLC

Mark Carter (CRD# 1833030) is an Investment Advisor Representative working at Eagle Strategies LLC in Okemos, MI and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Strategies Group, Inc. Northville, MI Nov 2013 - Current 3
Daly Merritt Financial Services, Inc. Northville, MI Jun 2012 - Current 4
Eagle Strategies LLC Okemos, MI Dec 2010 - Current 6
Nylife Securities Inc. Okemas, MI Jul 1988 - Current 28
New York Life Lansing, MI Jun 1988 - Current 28
The Financial Strategies Corporation Of Michigan Okemos, MI Oct 2006 - Nov 2013 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Mark E. Carter
Phone Number: (888) 695-3245
Registered State(s):
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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