Jean Haas (CRD# 5904783) is an Investment Advisor Representative working at Phillips Capital Advisors, Inc. in Oklahoma City, OK and has over 12 years of experience in the finance industry.
CRD# 4245607
Edward Jones
CRD# 1545223
Leonard Investment Advisors Inc.
CRD# 4304267
Arvest Wealth Management
Company Name | Location | Dates | Years |
---|---|---|---|
T.s. Phillips Investments, Inc. | Oklahoma City, Ok, OK | Jul 2019 - Current | 4 |
Unemployed | Oklahoma City, OK | Apr 2019 - Jul 2019 | < 1 |
Lpl Financial, LLC | Edmond, OK | Jul 2017 - Apr 2019 | 1 |
Shaw Financial Services Inc. | Edmond, OK | May 2017 - Apr 2019 | 1 |
Axa Advisors, LLC | New York, NY | Mar 2014 - Apr 2017 | 3 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jul 2011 |
S65 | NASAA Investment Advisors Law Examination | Jul 2017 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OK
- TX
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Total Assets Under Management589MILLIONS
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Total Number of Accounts646ACCOUNTS
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Average Account Value$911,123
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CO, LA, NM, OK, TX
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