Katherine Nithman, financial advisor Oklahoma City OK
86 score

Katherine Nithman

CRD Number: 1935296
Current Firm: First Allied Advisory Services, Inc.

Katherine Nithman (CRD# 1935296) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Oklahoma City, OK and has over 27 years of experience in the finance industry. Katherine Nithman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
First Allied Securities, Inc. Oklahoma City, OK May 2008 - Current 8
First Allied Advisory Services, Inc. Oklahoma City, OK May 2008 - Current 8
Nithman Financial Group Oklahoma City, OK Aug 1999 - Current 17
First Advisors, Inc. Oklahoma City, OK Jan 2007 - May 2008 1
Ffp Securities, Inc. Oklahoma City, OK Aug 1990 - May 2008 17
Ffp Advisory Services, Inc. Oklahoma City, OK Jul 1992 - Jan 2007 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Jul 1992
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Katherine R. Nithman
Phone Number: 866-378-1376
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    4,440
    MILLIONS
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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