Michael Searock, financial advisor Oklahoma City OK

Michael Searock

CRD Number: 2061400
Current Firm: Northwestern Mutual Investment Services,llc

Michael Searock (CRD# 2061400) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Oklahoma City, OK and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2020 - Current 4
David Houston Oklahoma City, OK Nov 2019 - Current 4
Northwestern Mutual Investment Services LLC Oklahoma City, OK Nov 2019 - Current 4
Charles Schwab Oklahoma City, OK Apr 1993 - Oct 2019 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1991
S65 NASAA Investment Advisors Law Examination Sep 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Michael A. Searock
Phone Number: 866-664-7737
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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