Vincent Martino (CRD# 2939367) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Old Saybrook, CT and has over 26 years of experience in the finance industry. Vincent Martino has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5089860
Lansdowne Wealth Management, LLC
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 5623606
Citizens Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ameriprise Financial Services, LLC | Hartford, CT | Dec 2022 - Current | 1 |
| Ameriprise Financial Services | Hartford, CT | Dec 2022 - Dec 2022 | < 1 |
| Pruco Securities, LLC | South Windsor, CT | Jul 2019 - Dec 2022 | 3 |
| Prudential Insurance Company Of America | South Windsor, CT | Jul 2019 - Dec 2022 | 3 |
| Ameriprise Financial Services, LLC | Hartford, CT | Mar 2020 - Mar 2020 | < 1 |
| Empire Asset Management Company, LLC | New York, NY | Jan 2016 - Jul 2019 | 3 |
| Metlife Securities Inc. | Guilford, CT | Jul 2013 - Jan 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1997 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management479,794MILLIONS
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Total Number of Accounts2,284,921ACCOUNTS
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Average Account Value$209,983
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